Compliance officer with a repute share broking Co in Mumbai
Compliance officer with a repute share broking Co in mumbai send cv on info@busybig.com call/sms on 8080704539; frm samir SUMMARY OF SKILLS AND EXPERIENCE ü A Qualified MBA in Finance with more than 4.5 years post qualification experience in Financial Compliance & legal with reputed organisation. ü Thorough knowledge of working of the broking industry, with respect to Cash & Derivative Segments. ü Perform compliance audit work; apply regulations and compliance best practices for financial services firms. ü Thorough knowledge of BSE/NSE and SEBI rules and regulations. ü Perform audits relating to books and records, AML and CIP programs. ü Goal oriented & combination of hard work and smart work. ü Meticulous and organised work approach, with excellent time management skills. ü Adaptive towards corporate culture and behaviour, supplemented by zeal to learn. ü A hard worker & a fast learner with problem-solving, multi-taskin